Our market-leading Securities Litigation team offers in-depth knowledge of the legal and financial issues that drive complex securities cases.
We handle securities-related civil, criminal, SEC and self-regulatory investigations and litigations. We regularly represent foreign clients in US and cross-border litigations, and we counsel clients around the world on securities-related issues.
Our attorneys are trial-ready, and adept at tailoring strategies to meet our clients’ needs. When appropriate, we fight for early dismissals, and defend those dismissals on appeal. We’ve achieved quick dismissals recently in cases for Citibank, Primero Mining Corp. and Prospect Capital Management. In other cases, we’ve successfully limited the scope of securities cases, including in representing a group of underwriters in a class action related to two public equity offerings by Tile Shop Holdings, Inc. And when needed, we litigate civil and criminal securities cases all the way to verdict, and regularly try securities-related cases before FINRA arbitration panels.