April 30, 2018

Litigation Partner Sean Murphy to Speak about Enforcement and Litigation Trends at PLI’s 2018 Investment Management Institute

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Milbank Litigation partner Sean Murphy will be speaking at the Practicing Law Institute’s 2018 Investment Management Institute on April 30, 2018. Mr. Murphy’s panel, titled “Investment Management: Enforcement and Litigation Trends,” will cover the SEC’s Investment Management Division’s enforcement themes, section 36(b) “excessive fee” litigation, litigation under the Securities Act of 1933 and the Securities Exchange Act of 1934, and 401(k) plan litigation.

The two-day conference is designed for attorneys and compliance officers who are involved in current issues affected by the Investment Company Act of 1940, the Commodity Exchange Act of 1974, the Investment Advisers Act of 1940, ERISA and other relevant laws. The program includes expert panelists discussing significant business, legal, and technological developments in the investment management area that have come about over the past year, as well as important regulatory initiatives.