Sean Murphy, a partner in Milbank’s Litigation & Arbitration Group, will speak on a panel, titled “Investment Management: Enforcement and Litigation Trends,” during Practising Law Institute’s (PLI) Investment Management Institute, which will be presented via live webcast on July 28, 2021.
The panelists will discuss:
- US Securities and Exchange Commission (SEC) Investment Management enforcement themes
- Section 36(b) litigation
- Litigation under the Securities Act of 1933 and the Securities Exchange Act of 1934
- Closed-end funds under siege
The Investment Management Institute 2021 will take a fresh look at significant business, legal and regulatory developments in the investment management area over the past year. The program will take an in-depth look at the priorities of the SEC and what lies ahead for the commission, as well as lessons learned from recent litigation and enforcement efforts.
