The ramifications of an FCA investigation can be extremely serious for any business or individual and it is essential to proceed with the utmost care and appropriate legal advice. With FCA enforcement activity appearing to increase in recent years, it remains vital for both firms and individuals involved to have a solid understanding of the road ahead.
Will Charles, partner, and Vasiliki Katsarou, associate, in the Litigation & Arbitration Group in Milbank LLP's London office explore what this process looks like for individuals and firms under investigation in their latest article for FT Adviser, “How the FCA is bringing rule breakers to justice.”
