September 7, 2022

Dear CEOs: Market Abuse, Conflicts of Interest and ESG at the Forefront of the FCA’s Supervisory Strategy

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The FCA has recently published a new ‘dear CEO’ letter setting out its updated supervisory strategy and priorities, including key risks and areas for improvement for regulated firms. While the letter is addressed to firms active in the alternative investments sector, it provides valuable insight into the FCA’s general priorities including market abuse, conflicts of interest and ESG-related disclosures.

Click here to read the full insight: 'Dear CEOs: Market Abuse, Conflicts of Interest and ESG at the Forefront of the FCA's Supervisory Strategy'.