Litigation partner Wayne Aaron will be speaking on a panel titled “Trading Compliance Issues” at the UNC School of Law Financial Services Compliance Boot Camp on June 11, 2018. The session will cover compliance issues related to trading desk activities and the controls firms are required to maintain relative to these activities. The panelists will discuss algorithmic trading, best execution, market access rule, and trade reporting requirements.
The program is for compliance professionals in the banking and securities industries with less than five years of experience, as well as for attorneys and others who are considering careers in financial services compliance.
