Milbank Litigation and White Collar partner Katherine Goldstein will speak on a webinar, hosted by the Security Industry and Financial Markets Association (SIFMA) C&L Society, titled “Handling a Regulatory Investigation – In House and Outside Counsel Perspective” on May 27, 2020.
Panelists will discuss:
- Best practices in responding to subpoenas and in conducting
- Cooperation and preservation of attorney-client privilege and
- Considerations and challenges in representing company and employees
- Parallel investigations and interagency coordination
- Effective wells submissions and related advocacy