News

• CNN Money Financial news and Quotes on stocks, mutual funds, and money market funds.
• HotStocks.com offers current news on bond and bond ratings.
• SEC News Digest from SEC homepage.
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• Euromoney Online
• Federal Register (via GPO Access)
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Research

• The 10b-5 Daily is devoted to tracking news and events relating to securities class actions brought on behalf of investors against companies, with an emphasis on judicial developments.
• ADR.Com Obtain information on companies that trade ADR's in the United States.
• Bank of New York Global Depositary Receipts
• BondInfo from the NASD offers basic information on corporate bonds.
• Citibank Depositary Receipts
• Code of Federal Regulations Title 17 (Commodity & Securities Exchanges)
• Commodity Futures Exchanges of the World at Webtrading.com. 
• Corporate financials online gives links to news about and from publicly traded companies including press releases and investor information.
• CorporateInformation.com offers basic information on companies in over 55 countries and offers access to company reports.  Helpful information includes Definition of Company Extensions and Security Identifiers.
• Corporate Responsibilities of Public Companies (2008 Edition).
• Derivatives links is an excellent site that includes a top ten rank of derivative sites.
• The Depository Trust and Clearing Corporation (DTCC) provides clearing and settlement services.  Letters of Representations and Riders are included.
• Forbes Lists contains access to the various Forbes rankings, including the Forbes 500s, Forbes International 500 and Global 2000.
• Fortune 500 List including the Industry List and other rankings.
• Hoover's Online links you up to company web sites.  Free business information hotlinks to search engines and popular business sites.
• Irin has links to corporate home pages and annual reports. You can also search their database by ticker symbol or company name.
• National Association of Secretaries of States gives you access to state business and corporations divisions in a single location.
• New York Uniform Commercial Code (Scroll down for Revised Article 9)
• Plain English Handbook: How to Create Clear SEC Disclosure Documents
• RealCorporateLawyer.com focuses on legal issues involving corporate and securities regulation.  Resources include SEC Rules & Regulations.
• Rutgers Accounting Web provides access to accounting research resources. 
• Search-SEC.com provides access to SEC filings. 
• SEC Law.com Guide to State Securities Administrators is a listing of the various state administrators, with links to their home pages, email address and to the text of the State's Blue Sky laws, where available.
• SEC Rules and Regulations from Aspen Publishers The Securities Act Handbook and Rules and Regulations of the Securities and Exchange Commission (Red Box), formerly published by Bowne & Co, Inc., are now a part of Aspen Publishers’ securities law library of products and available for download.
• Securities Lawyer's Deskbook contains the text of the basic federal securities laws and regulations, as well as links to the principal Securities and Exchange Commission forms under those laws and regulations.
• Securities Class Action Clearinghouse is the place to get information including full text of complaints on current securities class action suits.
• Securities Law is a comprehensive page with news, Edgar filings, and a Guide to statutes, regulations and caselaw on the web.
• SecuritiesSleuth offers various resources on uncovering fraud and protecting investors.
• Securitization.net is a free source for securitization information.  Resources includes the Knowledge Bank, deal information & related links.
• SmartMoney.com has top financial news stories, plus links to information on stocks, bonds and mutual funds.
• Thomson Financial League Tables available for Debt, Equity, Syndicated Loans, Project Finance and M&A deals.
• Thomson Investors Network has glossary of financial terms.
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• American Stock Exchange Information includes Constitution & Rules and Amex Company Guide.
• The Bermuda Stock Exchange (BSX) has developed into the world's leading fully electronic offshore securities market.  Take a look a BSX Regulations and BSX Fact Sheets.
• BigCharts Obtain current stock quotes and industry analysis.
• The Chicago Board of Options Exchange is the world's largest options exchange. 
• The Chicago Board of Trade is the world's oldest & largest futures & options exchange.  Resources include News Room, Quotes & Data and Knowledge Center.
• The Chicago Mercantile Exchange Take a look at recent CME News.
• The Financial Industry Regulatory Authority (FINRA) was created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange.  FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services.
• FINRA BrokerCheck is a free online tool to help investors check the professional background of current and former FINRA registered securities firms and brokers.
• Hong Kong Exchanges & Clearing Limited
• The Kansas City Board of Trade Links include News and Quotes & Data.
• The London Stock Exchange has three core areas which include markets, trading services and market information.  Resources include Rules & Regulatory Guidance which contains the Rules of the London Stock Exchange. 
• NASD Manual Online Search or browse the NASD Manual.
• NASDAQ Corporate - Legal & Compliance offers access to NASDAQ Rules & Interpretations, FAQs and Corporate Governance Resources for listed companies.
• NASDAQ Listing Information contains Listing Requirements & Fees, Guides, Listing Applications and General Forms.
• The New York Mercantile Exchange is the world's largest physical commodity futures exchange.  Resources include Hot News, Markets and Reference Resources.
• NYSE Euronext Holiday Schedule lists the Holidays the New York Stock Exchange will be closed.
• NYSE Euronext was created by the combination of NYSE Group, Inc. and Euronext N.V. and operates the world's largest and most liquid exchange group.
• New York Stock Exchange Listed Company Manual is the comprehensive rulebook for companies listed on NYSE Euronext.
• Pacific Exchange Information includes resources for Equities and Options.
• Pink Sheets is a centralized quotation system that provides pricing information for Over-the-Counter (OTC) securities.
• Singapore Stock Exchange
• Stock Markets of the World an alphabetical listing.
• Tokyo Stock Exchange Take a look at Listed Companies or Equities & Bonds.
• Yahoo! Finance Obtain current and historical stock pricing.
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• Hoover's IPO Central offers information on upcoming Initial Public Offerings.  Information includes IPO Filings and IPO Calendar.
• IPO Center from MSN Money Resources include New Filings, Upcoming and View IPOs.
• IPO Home provides up-to-date news on IPOs, including IPO Calendar and IPO Breaking News.
• IPO Monitor has news & commentary as well as a company search by name or ticker symbol.
• NASDAQ offers information IPOs and Secondary Public Offerings.
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• Clearstream is the world's premier international clearing and settlement organisation.  
• The Commodity Futures Trading Commission regulates futures trading.  Links include Reports & Publications and Press Releases & Speeches.
• Federation of Euro-Asian Stock Exchanges (FEAS)
• Federation of European Stock Exchanges (FESE)
• Financial Services Authority (FSA) (formerly Securities and Investments Board) The FSA continues to exercise all the functions which the SIB had under the Financial Services Act 1986. 
• International Accounting Standards Board has information on IASB Standards.
• The International Capital Markets Association (ICMA) is the result of a merger between the International Securities Market Association (ISMA) and the International Primary Markets Association (IPMA).  Resources include Surveys & Reports and Legal & Regulatory.
• International Centre for Settlement of Investment Disputes (ICSID) Resources include List of Pending Cases, List of Concluded Cases and Online Decisions and Awards.
• International Organization of Securities Commissions (IOSCO)
• The International Swaps and Derivatives Association (ISDA) homepage covers their publications and conferences as well as news and market information.
• LSTA (Loan Syndications and Trading Association) is the trade association for the floating rate corporate loan market. 
• The Municipal Securities Rulemaking Board (MSRB) regulates the municipal bonds, notes and securities market.  Links include MSRB Rules and Forms and What's New.
• The National Investor Relations Institute (NIRI) is dedicated to advancing the practice of investor relations.  Resources include Regulations and What's New. 
• The National Venture Capital Association is a trade association that represents the venture capital industry.  Information includes Resource Links and Industry Overview.  
• The Securities Industry and Financial Markets Association (SIFMA) was born of the merger between the Securities Industry Association and the Bond Market Association.  SIFMA promotes effective financial regulation and facilitates open and competitive global competition.
• The World Federation of Exchanges is the trade organization for regulated securities and derivative markets, settlement institutions and related clearing houses.  Resources include Publications, Statistics and Useful Net Links.
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• FitchRatings has information on Corporates, Financial Institutions and Finance & Leasing.
• Moody's has information on recent ratings & ratings actions.
• Standard & Poor's has rating information for Equities and Funds.
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• Edgar Filer Manual (Rel. 8.8 - August 23, 2004)
• Executive Pay Finder from the SEC enables investors to easily and instantly compare what 500 of the largest American companies are paying their top executives.
• Investment Adviser Public Disclosure from the SEC. Search for an investment adviser firm on this website and view that firm’s Form ADV.
• No Action and Interpretive & Exemptive Letters from the SEC.
• U.S. Securities & Exchange Commission has a site where you can read recent policy pronouncements and get documents filed electronically on EDGAR system by publicly traded companies.
• SEC Calendar of Federal Holidays.
• SEC Central Index Key (CIK) Lookup.
• SEC-EDGAR The EDGAR company database is a subset of the data maintained by the EDGAR system and contains over 500,000 records. Filers may search for and view company information about various EDGAR filing entities; this information includes data such as company name, address, cik, and fiscal year end.
• SEC Fast Answers Use the alphabet bar or search box below to find quick answers to common questions. 
• SEC Filing Fees & Instructions for Wire Transfer (FEDWIRE) of SEC Filing Fees.
• SEC Telephone Interpretation Manual with:
  • March 1999 Supplement
  • March 2000 Supplement
  • July 2000 Supplement
  • October 2000 Supplement
  • September 2004 Interim Supplement
• The Securities & Exchange Commission Historical Society preserves and shares historic records of the SEC.  Historical Documents are located in The Virtual Museum.
• Search corporate filings through the SEC EDGAR Database.
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