West Legalworks
11th Annual Investment Management Compliance Summit
September 19-20, 2007
New York, New York

This summit is designed to provide practical guidance and best practices to help attendees navigate the regulatory minefield. Attendees will hear from partners at major law firms, as well as in-house compliance specialists and government officials on the procedures and practices necessary to achieve compliance with the latest rules and developments. This summit is packed with best practices and answers to the latest hot button issues including:

• Brokerage Arrangements
• Advertising and Selling Investment Products to Seniors
• Hedge Funds
• Role of Compliance Officer
• Regulatory Reform Proposals

Milbank Participant(s)
James Benedict
Section 15(c) Fee Reviews: Lessons From Recent Cases