Securities Industry Association Compliance & Legal Division Annual Seminar 2007
March 25-28, 2007
JW Marriott Desert Ridge Resort & Spa
Phoenix, Arizona
Milbank, Tweed, Hadley & McCloy LLP is proud to be a supporting sponsor of the Securities Industry Association Compliance & Legal Division Annual Seminar 2007
Focusing on issues of special interest to compliance and legal professionals who advise the securities industry, the seminar will address today's active regulatory environment and how to best navigate the changing landscape of the securities industry. Special attention will be made of the anticipated regulatory consolidation of the NASD and NYSE later this year and its impact on the business, compliance and legal community. Panels will feature panelists from the SEC, NYSE, and leading legal and financial institutions.
Milbank Participant(s)
Richard Sharp
Panel Discussion Participant: Equity Institutional Trading
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