Practicing Law Institute (PLI)
The Investment Management Institute 2006: Meeting the Challenge of a New Regulatory Regime
April 27-28, 2006
PLI New York Center
New York, New York
Current and former regulators, industry experts and practitioners discuss how the industry is coping with the new rules and moving on with its business. Areas of discussion include:
- New regulations
- Key Industry Trends
- Coping with Hedge Fund Manager Regulation Hot Topics in Insurance Products
- The Intersection of Broker/Dealer Regulation and Investment Adviser Regulation
- Compliance and Inspections
- Litigation and Enforcement
- Ethics
Milbank Participant(s)
James N. Benedict
Panel Discussion Participant: Litigation Enforcement - Recent Trends; Current Enforcement Themes
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