Securities Industry Association Compliance & Legal Division Annual Seminar 2006
March 19-22, 2006

Westin Diplomat Resort & Spa
Hollywood, Florida

Milbank, Tweed, Hadley & McCloy LLP is proud to be a supporting sponsor of the Securities Industry Association Compliance & Legal Division Annual Seminar 2006.

Focusing on issues of special interest to compliance and legal professionals who advise the securities industry, the seminar will address today's active regulatory environment and how to best navigate the changing landscape of the securities industry. Panels will feature panelists from the Securities and Exchange Commission, New York Stock Exchange, and leading legal and financial institutions. Special attention will be paid to the unprecedented challenges in the post-Enron and WorldCom regulatory environment, and ways in which the industry has changed as a result of a significant number of investigations, sweeps, and new and enhanced regulation.

Milbank Participant(s)
Wayne Aaron
Panel Discussion Participant: Current OTC and Listed Trading Issues

James Benedict
Panel Discussion Participant: Litigation Updates

Richard Sharp
Panel Discussion Participant: Mutual Fund Advisory Act